This paper is published in Volume-6, Issue-5, 2020
Area
Stock Market
Author
Kuldeep Singh
Co-authors
Dr. S. S. Narta
Org/Univ
Government Degree College, Solan, Himachal Pradesh, India
Pub. Date
08 October, 2020
Paper ID
V6I5-1291
Publisher
Keywords
Stock Exchanges, The Regulatory Mechanism, Investor’s Protection

Citationsacebook

IEEE
Kuldeep Singh, Dr. S. S. Narta. A study on regulatory measures for investors protection in stock market, International Journal of Advance Research, Ideas and Innovations in Technology, www.IJARIIT.com.

APA
Kuldeep Singh, Dr. S. S. Narta (2020). A study on regulatory measures for investors protection in stock market. International Journal of Advance Research, Ideas and Innovations in Technology, 6(5) www.IJARIIT.com.

MLA
Kuldeep Singh, Dr. S. S. Narta. "A study on regulatory measures for investors protection in stock market." International Journal of Advance Research, Ideas and Innovations in Technology 6.5 (2020). www.IJARIIT.com.

Abstract

Investor’s protection involves various measures taken by regulatory mechanisms to protect the interest of investors from fraudulent and malpractices. Investor’s protection legislation is implemented under section 11(2) of SEBI Act, to take into consideration the interest of investors, the framework design for this purpose involves proper regulation on the activities performed by stock exchanges to carry out activities relating to investor awareness and training program. So it is the responsibility of the regulatory mechanisms to take various measures for the betterment of the interest of the investors. The emphasis under the present paper is given to issues relating to awareness about investors' rights and duties, opening up Mutual Funds business for private players, compulsory internal audit and secretarial audit for depository participants, and mandatory PAN for dealing in securities. Further, an attempt has been made to know the perception of investors towards these issues.
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